Spiko

Investor Protection

Legal Framework and Compliance

Spiko is committed to providing a safe environment for its users through comprehensive legal protections and governance structures. Investors are safeguarded by legal frameworks that outline the platform’s obligations and risk management strategies. Spiko also adheres to regulatory requirements by implementing robust Know Your Customer (KYC) and Anti-Money Laundering (AML) procedures for both individuals and entities. This ensures compliance with global standards, protecting investors and the platform from legal risks.

Risk Management and Liquidity

Spiko provides mechanisms for managing risks and ensuring liquidity for investors. The platform outlines potential risks, including market and liquidity risks, and offers strategies for mitigating these challenges. Spiko ensures that investors can access their funds in a timely manner, supported by robust liquidity management protocols. The platform’s liquidity measures are designed to handle large redemptions without compromising the stability of the funds.

Audits and Transparency

To ensure transparency and trust, Spiko undergoes regular audits conducted by independent third parties. These audits assess the platform’s financial health, compliance with regulatory requirements, and security protocols. The audit process is a key component of Spiko’s commitment to maintaining investor confidence and platform integrity.

Governance

Spiko is governed through a structured system that ensures accountability and transparency. The governance model involves stakeholders who have a say in the platform’s decision-making processes. This structure helps maintain the platform’s alignment with investor interests and ensures that all activities are conducted fairly and transparently. Regular governance updates and reports are provided to keep investors informed of any significant changes or developments.

Eligibility and KYC

Spiko requires all investors to undergo a comprehensive Know Your Customer (KYC) process before participating in its MMFs. The KYC requirements apply to both individual and entity-based investors. This process ensures that only eligible participants who meet the legal and regulatory requirements are able to invest in the platform’s financial products. KYC is a key part of Spiko’s commitment to compliance and security.